This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
Rulemaking Activity Table
Issue Date
|
File Number
|
Rulemaking
|
Status
|
---|---|---|---|
Issue Date: | File Number: | Rulemaking:Adoption of Updated EDGAR Filer Manual |
Status:
Final
Rule
Adoption of Updated EDGAR Filer Manual
33-9022,
34-59728,
39-2464,
IC-28691
|
Issue Date: | File Number:S7-11-08 |
Rulemaking:Interactive Data To Improve Financial Reporting
Corporation Finance
|
Status:
Final
Rule
Interactive Data To Improve Financial Reporting
33-9002A
|
Issue Date: | File Number: | Rulemaking:Attaching Authenticating Documents to Online Form ID Applications |
Status:
Final
Rule
Attaching Authenticating Documents to Online Form ID Applications
33-9013,
34-59536,
39-2463,
IC-28642
|
Issue Date: | File Number:S7-12-08 |
Rulemaking:Interactive Data for Mutual Fund Risk/Return Summary
Investment Management
|
Status:
Final
Rule
Interactive Data for Mutual Fund Risk/Return Summary
33-9006,
34-59391,
39-2462,
IC-28617
|
Issue Date: | File Number:S7-13-08 |
Rulemaking:Amendments to Rules for Nationally Recognized Statistical Rating Organizations
Trading and Markets
|
Status:
Final
Rule
Amendments to Rules for Nationally Recognized Statistical Rating Organizations
34-59342
|
Issue Date: | File Number:S7-11-08 |
Rulemaking:Interactive Data To Improve Financial Reporting
Corporation Finance
|
Status:
Final
Rule
Interactive Data To Improve Financial Reporting
33-9002
|
Issue Date: | File Number:S7-02-09 |
Rulemaking:Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps
Corporation Finance
|
Status:
Final
Rule
Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps
33-8999,
33-9063,
34-59246,
39-2549,
33-9232,
33-9158
|
Issue Date: | File Number:S7-28-07 | Rulemaking:Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies |
Status:
Final
Rule
Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies
33-8998,
IC-28584
|
Issue Date: | File Number:S7-14-08 |
Rulemaking:Indexed Annuities And Certain Other Insurance Contracts
Investment Management
|
Status:
Final
Rule
Indexed Annuities And Certain Other Insurance Contracts
33-8996,
34-59221
|
Issue Date: | File Number:S7-15-08 |
Rulemaking:Modernization of Oil and Gas Reporting
Corporation Finance
|
Status:
Final
Rule
Modernization of Oil and Gas Reporting
33-8995,
34-59192,
FR-78
|
Issue Date: | File Number:S7-21-08 |
Rulemaking:Amendment to Municipal Securities Disclosure
Trading and Markets
|
Status:
Final
Rule
Amendment to Municipal Securities Disclosure
34-59062,
34-58255
|
Issue Date: | File Number:S7-32-08 |
Rulemaking:Temporary Exemption for Liquidation of Certain Money Market Funds
Investment Management
|
Status:
Final
Rule
Temporary Exemption for Liquidation of Certain Money Market Funds
IC-28487
|
Issue Date: | File Number: | Rulemaking:Delegation of Authority to the Director of the Office of Compliance Inspections and Examinations and the Secretary of the Commission |
Status:
Final
Rule
Delegation of Authority to the Director of the Office of Compliance Inspections and Examinations and the Secretary of the Commission
34-58938
|
Issue Date: | File Number:S7-25-07 | Rulemaking:Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E |
Status:
Final
Rule
Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E
33-8981
|
Issue Date: | File Number:S7-31-08 |
Rulemaking:Disclosure of Short Sales and Short Positions by Institutional Investment Managers
Corporation Finance, Investment Management, Trading and Markets
|
Status:
Final
Rule
Disclosure of Short Sales and Short Positions by Institutional Investment Managers
34-58785
|
Issue Date: | File Number:S7-30-08 |
Rulemaking:Amendments to Regulation SHO
Trading and Markets
|
Status:
Final
Rule
Amendments to Regulation SHO
34-58773
|
Issue Date: | File Number:S7-08-08 |
Rulemaking:"Naked' Short Selling Antifraud Rule
Trading and Markets
|
Status:
Final
Rule
"Naked' Short Selling Antifraud Rule
34-58774
|
Issue Date: | File Number:S7-19-07 | Rulemaking:Amendments to Regulation SHO |
Status:
Final
Rule
Amendments to Regulation SHO
34-58775
|
Issue Date: | File Number: | Rulemaking:Technical Amendment to Item 407 of Regulation S-K |
Status:
Final
Rule
Technical Amendment to Item 407 of Regulation S-K
33-8961,
34-58656
|
Issue Date: | File Number:S7-05-08 |
Rulemaking:Foreign Issuer Reporting Enhancements
Corporation Finance
|
Status:
Final
Rule
Foreign Issuer Reporting Enhancements
33-8959,
34-58620,
33-8900 International Series Release No. 1310
|
Issue Date: | File Number:S7-10-08 |
Rulemaking:Commission Guidance and Revisions to the Cross-Border Tender Offer, Exchange Offer, Rights Offerings, and Business Combination Rules and Beneficial Ownership Reporting Rules for Certain Foreign Institutions
Corporation Finance
|
Status:
Final
Rule
Commission Guidance and Revisions to the Cross-Border Tender Offer, Exchange Offer, Rights Offerings, and Business Combination Rules and Beneficial Ownership Reporting Rules for Certain Foreign Institutions
33-8957,
34-58597
|
Issue Date: | File Number: | Rulemaking:Adoption of Updated EDGAR Filer Manual |
Status:
Final
Rule
Adoption of Updated EDGAR Filer Manual
33-8956,
34-58584,
39-2458,
IC-28381
|
Issue Date: | File Number:S7-04-08 |
Rulemaking:Exemption From Registration Under Section 12(G) of the Securities Exchange Act of 1934 for Foreign Private Issuers
Corporation Finance
|
Status:
Final
Rule
Exemption From Registration Under Section 12(G) of the Securities Exchange Act of 1934 for Foreign Private Issuers
34-58465,
34-57350,
International Series Release No. 1309
|
Issue Date: | File Number: | Rulemaking:Commission Guidance and Amendment to the Rules Relating to Organization and Program Management Concerning Proposed Rule Changes Filed by Self-Regulatory Organizations |
Status:
Final
Rule
Commission Guidance and Amendment to the Rules Relating to Organization and Program Management Concerning Proposed Rule Changes Filed by Self-Regulatory Organizations
34-58092
|
Issue Date: | File Number:S7-06-03 | Rulemaking:Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers |
Status:
Final
Rule
Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
33-8934,
34-58028
|
Issue Date: | File Number: | Rulemaking:Adoption of Updated EDGAR Filer Manual |
Status:
Final
Rule
Adoption of Updated EDGAR Filer Manual
33-8926,
34-57914,
39-2456,
IC-28296
|
Issue Date: | File Number: | Rulemaking:Adoption of Updated EDGAR Filer Manual |
Status:
Final
Rule
Adoption of Updated EDGAR Filer Manual
33-8922,
34-57888,
39-2454,
IC-28292
|
Issue Date: | File Number: | Rulemaking:Regional Office Reorganization |
Status:
Final
Rule
Regional Office Reorganization
34-57877
|
Issue Date: | File Number:S7-37-04 | Rulemaking:Definition of Eligible Portfolio Company Under the Investment Company Act of 1940 |
Status:
Final
Rule
Definition of Eligible Portfolio Company Under the Investment Company Act of 1940
IC-28266,
IC-26647,
IC-27539
|
Issue Date: | File Number:S7-02-08 |
Rulemaking:Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007
Investment Management
|
Status:
Final
Rule
Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007
34-57711,
IC-28254,
34-57306
|
Issue Date: | File Number:S7-22-06 | Rulemaking:Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks |
Status:
Final
Rule
Definitions of Terms and Exemptions Relating to the "Broker" Exceptions for Banks
34-56501A
|
Issue Date: | File Number:S7-30-07 |
Rulemaking:Revisions to Form S-11 To Permit Historical Incorporation by Reference
Corporation Finance
|
Status:
Final
Rule
Revisions to Form S-11 To Permit Historical Incorporation by Reference
33-8909
|
Issue Date: | File Number:S7-06-07 | Rulemaking:Proposed Rule Changes of Self-Regulatory Organizations |
Status:
Final
Rule
Proposed Rule Changes of Self-Regulatory Organizations
34-57526
|
Issue Date: | File Number:S7-10-05, S7-03-07, S7-29-98 | Rulemaking:Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections |
Status:
Final
Rule
Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections
34-55146A,
IC-27671A,
34-56135A,
IC-27911A,
33-7759A,
33-7760A,
34-42054A,
34-42055A,
39-2378A,
IC-24107A,
IS-1208A
|
Displaying 701 - 800 of 1536
Modified: Feb. 20, 2024